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Regulatory Release

Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Miami International Securities Exchange, LLC

Details

Rule Type

Notice

Release Number

34-73383

SEC Issue Date

Oct. 17, 2014 | 2:42 pm ET

Federal Register Publish Date

Oct. 23, 2014 | 10:04 am ET

Document Citation

79 FR 63448

Resources

Rel. No. 34-73383

Federal Register Version

SRO Organization

17d-2 Plans for Allocation of Regulatory Responsibilities

Last Reviewed or Updated: March 8, 2024

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Miami International Securities Exchange, LLC

Details

Resources

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Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Miami International Securities Exchange, LLC

Details

Resources