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Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Series 23 Examination Program

Details

Rule Type

Notice

Release Number

34-72765

SEC Issue Date

Aug. 5, 2014 | 2:49 pm ET

Federal Register Publish Date

Aug. 11, 2014 | 11:34 pm ET

Document Citation

79 FR 46898

Resources

34-72765

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Series 23 Examination Program

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Revise the Series 23 Examination Program

Details

Resources