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Regulatory Release

Notice of Filing of Proposed Rule Change To Better Manage Risks Concentration and Other Risks Associated With Accepting Deposits of Common Stocks for Margin Purposes

Details

Rule Type

Notice

Release Number

34-72717

SEC Issue Date

July 30, 2014 | 3:11 pm ET

Federal Register Publish Date

Aug. 5, 2014 | 12:13 am ET

Document Citation

79 FR 45523

Resources

Rel. No. 34-72717

Federal Register Version

SRO Organization

The Options Clearing Corporation

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Better Manage Risks Concentration and Other Risks Associated With Accepting Deposits of Common Stocks for Margin Purposes

Details

Resources

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Notice of Filing of Proposed Rule Change To Better Manage Risks Concentration and Other Risks Associated With Accepting Deposits of Common Stocks for Margin Purposes

Details

Resources