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Regulatory Release

Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities)

Details

Rule Type

Notice

Release Number

34-72057

SEC Issue Date

April 30, 2014 | 2:49 pm ET

Federal Register Publish Date

May 6, 2014 | 11:34 pm ET

Document Citation

79 FR 25937

Resources

Rel. No. 34-72057

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities)

Details

Resources

More in this Section

Notice of Filing of a Proposed Rule Change To Amend FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities)

Details

Resources