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Regulatory Release

Notice of Filing of Proposed Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc., the Chicago Board Options

Details

Rule Type

Notice

Release Number

34-71964

SEC Issue Date

April 17, 2014 | 2:42 pm ET

Federal Register Publish Date

April 23, 2014 | 10:04 am ET

Document Citation

79 FR 22709

Resources

Rel. No. 34-71964

Federal Register Version

SRO Organization

17d-2 Plans for Allocation of Regulatory Responsibilities

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc., the Chicago Board Options

Details

Resources

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Notice of Filing of Proposed Amended Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc., the Chicago Board Options

Details

Resources