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Regulatory Release

Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 2243 (Disclosure and Reporting Obligations Related to Recruitment Practices)

Details

Rule Type

Notice

Release Number

34-71786

SEC Issue Date

March 24, 2014 | 2:49 pm ET

Federal Register Publish Date

March 28, 2014 | 11:34 pm ET

Document Citation

79 FR 17592

Resources

Rel. No. 34-71786

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 2243 (Disclosure and Reporting Obligations Related to Recruitment Practices)

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 2243 (Disclosure and Reporting Obligations Related to Recruitment Practices)

Details

Resources