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Regulatory Release

Order Approving a Proposed Rule Change To Amend Rule 12.6 To Conform to FINRA Rule 5320 Relating to Trading Ahead of Customer Orders

Details

Rule Type

Order

Release Number

34-70952

SEC Issue Date

Nov. 27, 2013 | 2:22 pm ET

Federal Register Publish Date

Dec. 4, 2013 | 12:31 am ET

Document Citation

78 FR 72949

Resources

34-70952

Federal Register Version

SRO Organization

BATS Exchange (BATS)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving a Proposed Rule Change To Amend Rule 12.6 To Conform to FINRA Rule 5320 Relating to Trading Ahead of Customer Orders

Details

Resources

More in this Section

Order Approving a Proposed Rule Change To Amend Rule 12.6 To Conform to FINRA Rule 5320 Relating to Trading Ahead of Customer Orders

Details

Resources