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Regulatory Release

Notice of Filing of a Proposed Rule Change Relating to Over-the-Counter Equity Trade Reporting and OATS Reporting

Details

Rule Type

Notice

Release Number

34-70924

SEC Issue Date

Nov. 22, 2013 | 1:49 pm ET

Federal Register Publish Date

Nov. 29, 2013 | 11:34 pm ET

Document Citation

78 FR 71695

Resources

Rel. No. 34-70924

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change Relating to Over-the-Counter Equity Trade Reporting and OATS Reporting

Details

Resources

More in this Section

Notice of Filing of a Proposed Rule Change Relating to Over-the-Counter Equity Trade Reporting and OATS Reporting

Details

Resources