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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 3.5 (Advertising Practices) and To Repeal Rule 3.20 (Initial or Partial Payments) To Conform with the Rules of the Financial Industry Regulatory Authority, Inc.

Details

Rule Type

Notice

Release Number

34-70836

SEC Issue Date

Nov. 8, 2013 | 2:23 pm ET

Federal Register Publish Date

Nov. 15, 2013 | 12:33 am ET

Document Citation

78 FR 68897

Resources

34-70836

Federal Register Version

SRO Organization

EDGX Exchange (EDGX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 3.5 (Advertising Practices) and To Repeal Rule 3.20 (Initial or Partial Payments) To Conform with the Rules of the Financial Industry Regulatory Authority, Inc.

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 3.5 (Advertising Practices) and To Repeal Rule 3.20 (Initial or Partial Payments) To Conform with the Rules of the Financial Industry Regulatory Authority, Inc.

Details

Resources