Notice Rule

Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Require Alternative Trading Systems To Report Volume Information to FINRA and Use Unique Market Participant Identifiers

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2013-042

Title
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Require Alternative Trading Systems To Report Volume Information to FINRA and Use Unique Market Participant Identifie
Release Number
34-71341
SEC Issue Date
Federal Register Publish Date
Document Citation

79 FR 4213

Resources

Notice Rule: SEC Issued Version (pdf 78.51 KB)
Notice Rule: Federal Register Version
Rel. No. 34-70676

Last Reviewed or Updated: Jan. 17, 2014