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Regulatory Release

Notice of Filing of a Proposed Rule Change To Amend Rule 12.6 To Conform to FINRA Rule 5320 Relating to Trading Ahead of Customer Orders

Details

Rule Type

Notice

Release Number

34-70662

SEC Issue Date

Oct. 11, 2013 | 3:22 pm ET

Federal Register Publish Date

Oct. 22, 2013 | 12:31 am ET

Document Citation

78 FR 62828

Resources

Rel. No. 34-70662

Federal Register Version

SRO Organization

BATS Exchange (BATS)

Last Reviewed or Updated: July 31, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change To Amend Rule 12.6 To Conform to FINRA Rule 5320 Relating to Trading Ahead of Customer Orders

Details

Resources

More in this Section

Notice of Filing of a Proposed Rule Change To Amend Rule 12.6 To Conform to FINRA Rule 5320 Relating to Trading Ahead of Customer Orders

Details

Resources