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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 2-Equities To Specify That the Definition of An Approved Person Does Not Include a Governmental Entity and Amending Rule 304-Equities To Provide That if a Governmental Entity Directly or Indirectly Owns a Member Organization, Then the Member Organization Must Identify Such Governmental Entity to the Exchange

Details

Rule Type

Release Number

34-70653

SEC Issue Date

Oct. 10, 2013 | 3:09 pm ET

Federal Register Publish Date

Oct. 22, 2013 | 12:10 am ET

Document Citation

78 FR 62928

Resources

Federal Register Version

SRO Organization

NYSE MKT (NYSEMKT)

Last Reviewed or Updated: July 19, 2023