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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Registration, Qualification, Supervision, and Continuing Education of Individuals Associated with Participant Firms

Details

Rule Type

Notice

Release Number

34-70597

SEC Issue Date

Oct. 2, 2013 | 3:14 pm ET

Federal Register Publish Date

Oct. 22, 2013 | 12:19 am ET

Document Citation

78 FR 62728

Resources

34-70597

Federal Register Version

SRO Organization

Chicago Stock Exchange, Inc. (CHX)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Registration, Qualification, Supervision, and Continuing Education of Individuals Associated with Participant Firms

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Registration, Qualification, Supervision, and Continuing Education of Individuals Associated with Participant Firms

Details

Resources