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Regulatory Release

Order Approving Proposed Rule Change Relating to Amendments to the Discovery Guide Used in Customer Arbitration Proceedings, as Modified by Amendment No. 1

Details

Rule Type

Order

Release Number

34-70419

SEC Issue Date

Sept. 16, 2013 | 2:50 pm ET

Federal Register Publish Date

Sept. 20, 2013 | 11:34 pm ET

Document Citation

78 FR 57916

Resources

Rel. No. 34-70419

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Rule Change Relating to Amendments to the Discovery Guide Used in Customer Arbitration Proceedings, as Modified by Amendment No. 1

Details

Resources

More in this Section

Order Approving Proposed Rule Change Relating to Amendments to the Discovery Guide Used in Customer Arbitration Proceedings, as Modified by Amendment No. 1

Details

Resources