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Regulatory Release

Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Topaz Exchange, LLC

Details

Rule Type

Notice

Release Number

34-70053

SEC Issue Date

July 26, 2013 | 2:42 pm ET

Federal Register Publish Date

Aug. 1, 2013 | 10:04 am ET

Document Citation

78 FR 46656

Resources

Rel. No. 34-70053

Federal Register Version

SRO Organization

17d-2 Plans for Allocation of Regulatory Responsibilities

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Topaz Exchange, LLC

Details

Resources

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Notice of Filing of Proposed Plan for the Allocation of Regulatory Responsibilities Between the Financial Industry Regulatory Authority, Inc. and Topaz Exchange, LLC

Details

Resources