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Regulatory Release

Notice of Filing of a Proposed Rule Change To Adopt Rules Regarding Supervision in the Consolidated FINRA Rulebook

Details

Rule Type

Notice

Release Number

34-69902

SEC Issue Date

July 1, 2013 | 2:50 pm ET

Federal Register Publish Date

July 8, 2013 | 11:34 pm ET

Document Citation

78 FR 40792

Resources

Rel. No. 34-69902

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change To Adopt Rules Regarding Supervision in the Consolidated FINRA Rulebook

Details

Resources

More in this Section

Notice of Filing of a Proposed Rule Change To Adopt Rules Regarding Supervision in the Consolidated FINRA Rulebook

Details

Resources