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Regulatory Release

Order Granting Approval to Proposed Rule Changes Amending the Attestation Requirement of Rule 107C (NYSE) and 107C-Equities (NYSE MKT) To Allow a Retail Member Organization To Attest That "Substantially All" Orders Submitted to the Retail Liquidity Program Will Qualify as "Retail Orders"

Details

Rule Type

Order

Release Number

34-69513

SEC Issue Date

May 3, 2013 | 3:03 pm ET

Federal Register Publish Date

May 9, 2013 | 11:58 pm ET

Document Citation

78 FR 27261

Resources

Rel. No. 34-69513

Federal Register Version

SRO Organization

NYSE MKT (NYSEMKT)

New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: Aug. 31, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Approval to Proposed Rule Changes Amending the Attestation Requirement of Rule 107C (NYSE) and 107C-Equities (NYSE MKT) To Allow a Retail Member Organization To Attest That "Substantially All" Orders Submitted to the Retail Liquidity Program Will Qualify as "Retail Orders"

Details

Resources

More in this Section

Order Granting Approval to Proposed Rule Changes Amending the Attestation Requirement of Rule 107C (NYSE) and 107C-Equities (NYSE MKT) To Allow a Retail Member Organization To Attest That "Substantially All" Orders Submitted to the Retail Liquidity Program Will Qualify as "Retail Orders"

Details

Resources