Notice Rule

Order Granting Approval of Proposed Rule Change To Require Members To Report to TRACE the "Factor" in Limited Instances Involving Asset-Backed Security Transactions

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title
Notice of Filing of Proposed Rule Change To Require Members To Report the Factor to TRACE in Asset-Backed Security Transactions (Except an Asset-Backed Security Traded TBA), in the Limited Instances When Members Effect Such Transactions as Agent and Charg
Release Number
34-68414
SEC Issue Date
Federal Register Publish Date
Document Citation

77 FR 74896

Resources

Notice Rule: SEC Issued Version (pdf 73.51 KB)
Notice Rule: Federal Register Version
Rel. No. 34-69037
Rel. No. 34-68768
View Received Comments

Last Reviewed or Updated: March 5, 2013