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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Waiver of Certain TRACE Late Trade Reporting Fees Due to Hurricane Sandy

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Nov. 30, 2012

Resources

Notice Rule: SEC Issued Version (pdf 64.84 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Dec. 27, 2012

File Number

SR-FINRA-2012-051

Rule Type

Notice

Release Number

34-68325

SEC Issue Date

Nov. 30, 2012

Federal Register Publish Date

Dec. 6, 2012

Document Citation

77 FR 72899

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Waiver of Certain TRACE Late Trade Reporting Fees Due to Hurricane Sandy

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Waiver of Certain TRACE Late Trade Reporting Fees Due to Hurricane Sandy

Resources

Details