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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE MKT LLC Rule 440A-Equities, Which Addresses Telemarketing, and Adopting New NYSE MKT LLC Rule 3230-Equities, To Conform to FINRA's Telemarketing Rule

Details

Rule Type

Notice

Release Number

34-67375

SEC Issue Date

July 10, 2012 | 3:09 pm ET

Federal Register Publish Date

July 16, 2012 | 12:10 am ET

Document Citation

77 FR 41859

Resources

34-67375

Federal Register Version

SRO Organization

NYSE MKT (NYSEMKT)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE MKT LLC Rule 440A-Equities, Which Addresses Telemarketing, and Adopting New NYSE MKT LLC Rule 3230-Equities, To Conform to FINRA's Telemarketing Rule

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE MKT LLC Rule 440A-Equities, Which Addresses Telemarketing, and Adopting New NYSE MKT LLC Rule 3230-Equities, To Conform to FINRA's Telemarketing Rule

Details

Resources