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Regulatory Release

Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5270 (Front Running of Block Transactions) in the Consolidated FINRA Rulebook

Details

Rule Type

Notice

Release Number

34-67079

SEC Issue Date

May 30, 2012 | 2:50 pm ET

Federal Register Publish Date

June 6, 2012 | 11:34 pm ET

Document Citation

77 FR 33522

Resources

Rel. No. 34-67079

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5270 (Front Running of Block Transactions) in the Consolidated FINRA Rulebook

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change To Adopt FINRA Rule 5270 (Front Running of Block Transactions) in the Consolidated FINRA Rulebook

Details

Resources