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Regulatory Release

Order Granting Approval of a Proposed Rule Change Amending NYSE Amex Rule 476A To Update Its "List of Equities Rule Violations and Fines Applicable Thereto"

Details

Rule Type

Order

Release Number

34-66809

SEC Issue Date

April 13, 2012 | 3:16 pm ET

Federal Register Publish Date

April 19, 2012 | 12:22 am ET

Document Citation

77 FR 23532

Resources

Rel. No. 34-66809

Federal Register Version

SRO Organization

NYSE Amex (NYSEAmex)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Approval of a Proposed Rule Change Amending NYSE Amex Rule 476A To Update Its "List of Equities Rule Violations and Fines Applicable Thereto"

Details

Resources

More in this Section

Order Granting Approval of a Proposed Rule Change Amending NYSE Amex Rule 476A To Update Its "List of Equities Rule Violations and Fines Applicable Thereto"

Details

Resources