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Regulatory Release

Notice of Filing of Proposed Rule Change to More Closely Align OCC's By-Laws and Rules with Regulatory Requirements Related to "Statutory Disqualifications"

Details

Rule Type

Notice

Release Number

34-66676

SEC Issue Date

March 29, 2012 | 3:11 pm ET

Federal Register Publish Date

April 4, 2012 | 12:13 am ET

Document Citation

77 FR 20472

Resources

Rel. No. 34-66676

Federal Register Version

SRO Organization

The Options Clearing Corporation

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change to More Closely Align OCC's By-Laws and Rules with Regulatory Requirements Related to "Statutory Disqualifications"

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change to More Closely Align OCC's By-Laws and Rules with Regulatory Requirements Related to "Statutory Disqualifications"

Details

Resources