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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Amex Equities Rule 319, Which Addresses Fidelity Bond Requirements, and Adopt New Rule Text That Is Substantially Similar to FINRA Rule 4360

Details

Rule Type

Notice

Release Number

34-66412

SEC Issue Date

Feb. 16, 2012 | 2:16 pm ET

Federal Register Publish Date

Feb. 23, 2012 | 12:22 am ET

Document Citation

77 FR 10791

Resources

34-66412

Federal Register Version

SRO Organization

NYSE Amex (NYSEAmex)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Amex Equities Rule 319, Which Addresses Fidelity Bond Requirements, and Adopt New Rule Text That Is Substantially Similar to FINRA Rule 4360

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Amex Equities Rule 319, Which Addresses Fidelity Bond Requirements, and Adopt New Rule Text That Is Substantially Similar to FINRA Rule 4360

Details

Resources