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Regulatory Release

Order Approving Proposed Rule Change To Enhance Risk Management Controls Associated With the Receiver Authorized Delivery Function

Details

Rule Type

Order

Release Number

34-66179

SEC Issue Date

Jan. 18, 2012 | 1:48 pm ET

Federal Register Publish Date

Jan. 24, 2012 | 11:30 pm ET

Document Citation

77 FR 3531

Resources

Rel. No. 34-66179

Federal Register Version

SRO Organization

The Depository Trust Company (DTC)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Rule Change To Enhance Risk Management Controls Associated With the Receiver Authorized Delivery Function

Details

Resources

More in this Section

Order Approving Proposed Rule Change To Enhance Risk Management Controls Associated With the Receiver Authorized Delivery Function

Details

Resources