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Regulatory Release

Order Audit Trail System Rules

Details

Rule Type

Order

Release Number

34-66021

SEC Issue Date

Dec. 21, 2011 | 1:50 pm ET

Federal Register Publish Date

Dec. 28, 2011 | 11:34 pm ET

Document Citation

76 FR 81551

Resources

Rel. No. 34-66021

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Audit Trail System Rules

Details

Resources

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Order Audit Trail System Rules

Details

Resources