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Regulatory Release

Notice of Filing of Proposed Rule Change To Enhance Risk Management Controls Associated With the Receiver Authorized Delivery Function

Details

Rule Type

Notice

Release Number

34-65831

SEC Issue Date

Nov. 28, 2011 | 1:48 pm ET

Federal Register Publish Date

Dec. 2, 2011 | 11:30 pm ET

Document Citation

76 FR 75570

Resources

Rel. No. 34-65831

Federal Register Version

SRO Organization

The Depository Trust Company (DTC)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Enhance Risk Management Controls Associated With the Receiver Authorized Delivery Function

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change To Enhance Risk Management Controls Associated With the Receiver Authorized Delivery Function

Details

Resources