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Regulatory Release

Order Granting Approval of Proposed Rule Change Regarding Professional Qualifications and Information Concerning Associated Persons

Details

Rule Type

Order

Release Number

34-65679

SEC Issue Date

Nov. 4, 2011 | 2:55 pm ET

Federal Register Publish Date

Nov. 10, 2011 | 11:44 pm ET

Document Citation

76 FR 70207

Resources

34-65679

Federal Register Version

SRO Organization

Municipal Securities Rulemaking Board (MSRB)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Approval of Proposed Rule Change Regarding Professional Qualifications and Information Concerning Associated Persons

Details

Resources

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Order Granting Approval of Proposed Rule Change Regarding Professional Qualifications and Information Concerning Associated Persons

Details

Resources