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Regulatory Release

Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, etc.

Details

Rule Type

Notice

Release Number

34-65663

SEC Issue Date

Nov. 1, 2011 | 2:50 pm ET

Federal Register Publish Date

Nov. 18, 2011 | 11:34 pm ET

Document Citation

76 FR 71612

Resources

Rel. No. 34-65663

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Feb. 18, 2026

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, etc.

Details

Resources

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Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, etc.

Details

Resources