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Regulatory Release

Notice of Filing of a Proposed Rule Change Consisting of Amendments to Rule G-16 on Periodic Compliance Examination and Rule G-9 on Preservation of Records

Details

Rule Type

Notice

Release Number

34-65631

SEC Issue Date

Oct. 26, 2011 | 2:55 pm ET

Federal Register Publish Date

Nov. 1, 2011 | 11:44 pm ET

Document Citation

76 FR 67503

Resources

Rel. No. 34-65631

Federal Register Version

SRO Organization

Municipal Securities Rulemaking Board (MSRB)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change Consisting of Amendments to Rule G-16 on Periodic Compliance Examination and Rule G-9 on Preservation of Records

Details

Resources

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Notice of Filing of a Proposed Rule Change Consisting of Amendments to Rule G-16 on Periodic Compliance Examination and Rule G-9 on Preservation of Records

Details

Resources