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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Interpretation of Rule 4120(a)(11)

Details

Rule Type

Notice

Release Number

34-65575

SEC Issue Date

Oct. 14, 2011 | 2:56 pm ET

Federal Register Publish Date

Oct. 20, 2011 | 11:47 pm ET

Document Citation

76 FR 65306

Resources

34-65575

Federal Register Version

SRO Organization

The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Interpretation of Rule 4120(a)(11)

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Interpretation of Rule 4120(a)(11)

Details

Resources