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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Aggregation of Activity of Affiliated Members for Purposes of FINRA/Nasdaq TRF Fees and Credits

Details

Rule Type

Notice

Release Number

34-65408

SEC Issue Date

Sept. 27, 2011 | 2:50 pm ET

Federal Register Publish Date

Oct. 3, 2011 | 11:34 pm ET

Document Citation

76 FR 61124

Resources

34-65408

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Aggregation of Activity of Affiliated Members for Purposes of FINRA/Nasdaq TRF Fees and Credits

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Aggregation of Activity of Affiliated Members for Purposes of FINRA/Nasdaq TRF Fees and Credits

Details

Resources