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Regulatory Release

Notice of Filing of Proposed Rule Change Regarding Professional Qualifications and Information Concerning Associated Persons

Details

Rule Type

Notice

Release Number

34-65393

SEC Issue Date

Sept. 27, 2011 | 2:55 pm ET

Federal Register Publish Date

Sept. 30, 2011 | 11:44 pm ET

Document Citation

76 FR 60953

Resources

Rel. No. 34-65393

Federal Register Version

SRO Organization

Municipal Securities Rulemaking Board (MSRB)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change Regarding Professional Qualifications and Information Concerning Associated Persons

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change Regarding Professional Qualifications and Information Concerning Associated Persons

Details

Resources