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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Series 38 Examination Program

Details

Rule Type

Notice

Release Number

34-65375

SEC Issue Date

Sept. 21, 2011 | 2:50 pm ET

Federal Register Publish Date

Sept. 27, 2011 | 11:34 pm ET

Document Citation

76 FR 59757

Resources

34-65375

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Series 38 Examination Program

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Series 38 Examination Program

Details

Resources