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Regulatory Release

Notice of Filing of Amendment No. 1 to Proposed Rule Change To Provide Specific Authority To Use an Auction Process as One of the Means To Liquidate a Defaulting Clearing Member's Accounts

Details

Rule Type

Notice

Release Number

34-65370

SEC Issue Date

Sept. 21, 2011 | 3:11 pm ET

Federal Register Publish Date

Sept. 27, 2011 | 12:13 am ET

Document Citation

76 FR 59750

Resources

Rel. No. 34-65370

Federal Register Version

SRO Organization

The Options Clearing Corporation

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Amendment No. 1 to Proposed Rule Change To Provide Specific Authority To Use an Auction Process as One of the Means To Liquidate a Defaulting Clearing Member's Accounts

Details

Resources

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Notice of Filing of Amendment No. 1 to Proposed Rule Change To Provide Specific Authority To Use an Auction Process as One of the Means To Liquidate a Defaulting Clearing Member's Accounts

Details

Resources