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Regulatory Release

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend the Supplementary Material to FINRA Rule 1230(b)(6) (Operations Professional)

Details

Rule Type

Notice

Release Number

34-65137

SEC Issue Date

Aug. 11, 2011 | 2:50 pm ET

Federal Register Publish Date

Aug. 19, 2011 | 11:34 pm ET

Document Citation

76 FR 52040

Resources

34-65137

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend the Supplementary Material to FINRA Rule 1230(b)(6) (Operations Professional)

Details

Resources

More in this Section

Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend the Supplementary Material to FINRA Rule 1230(b)(6) (Operations Professional)

Details

Resources