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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Limited Category of Principal Registration for Proprietary Traders

Details

Rule Type

Notice

Release Number

34-65055

SEC Issue Date

Aug. 8, 2011 | 2:56 pm ET

Federal Register Publish Date

Aug. 12, 2011 | 11:47 pm ET

Document Citation

76 FR 50281

Resources

34-65055

Federal Register Version

SRO Organization

The Nasdaq Stock Market LLC (NASDAQ)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Limited Category of Principal Registration for Proprietary Traders

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Adopt a Limited Category of Principal Registration for Proprietary Traders

Details

Resources