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Regulatory Release

Notice of Filing of Proposed Rule Change Amending the Definition of Approved Person To Exclude Foreign Affiliates, Creating a New Definition of "Foreign Securities Affiliate," Eliminating the Application Process for Approved Persons, and Making Related Technical and Conforming Changes

Details

Rule Type

Notice

Release Number

34-64987

SEC Issue Date

July 29, 2011 | 3:16 pm ET

Federal Register Publish Date

Aug. 3, 2011 | 12:21 am ET

Document Citation

76 FR 46863

Resources

34-64987

Federal Register Version

SRO Organization

NYSE Amex (NYSEAmex)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change Amending the Definition of Approved Person To Exclude Foreign Affiliates, Creating a New Definition of "Foreign Securities Affiliate," Eliminating the Application Process for Approved Persons, and Making Related Technical and Conforming Changes

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change Amending the Definition of Approved Person To Exclude Foreign Affiliates, Creating a New Definition of "Foreign Securities Affiliate," Eliminating the Application Process for Approved Persons, and Making Related Technical and Conforming Changes

Details

Resources