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Regulatory Release

Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 2210 (Communications With the Public), 2212 (Use of Investment Companies Rankings in Retail Communications), 2213 (Requirements for the Use of Bond Mutual Fund Volatility Ratings), 2214 (Requirements for the Use of Investment Analysis Tools), 2215 (Communications With the Public Regarding Security Futures), and 2216 (Communications With the Public About Collateralized Mortgage Obligations (CMOs)) in the Consolidated FINRA Rulebook

Details

Rule Type

Release Number

34-64984

SEC Issue Date

July 28, 2011 | 2:50 pm ET

Federal Register Publish Date

Aug. 3, 2011 | 11:34 pm ET

Document Citation

76 FR 46870

Resources

Rel. No. 34-64984

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Feb. 18, 2026