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Regulatory Release

Order Approving a Proposed Rule Change Amending NYSE Amex Equities Rule 70.40(3) To Permit Member Organizations To Engage in Proprietary Trading From Their Approved Booth Premises in Certain OTC Bulletin Board and OTC Markets Securities

Details

Rule Type

Order

Release Number

34-64844

SEC Issue Date

July 8, 2011 | 3:16 pm ET

Federal Register Publish Date

July 14, 2011 | 12:21 am ET

Document Citation

76 FR 41539

Resources

Rel. No. 34-64844

Federal Register Version

SRO Organization

NYSE Amex (NYSEAmex)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving a Proposed Rule Change Amending NYSE Amex Equities Rule 70.40(3) To Permit Member Organizations To Engage in Proprietary Trading From Their Approved Booth Premises in Certain OTC Bulletin Board and OTC Markets Securities

Details

Resources

More in this Section

Order Approving a Proposed Rule Change Amending NYSE Amex Equities Rule 70.40(3) To Permit Member Organizations To Engage in Proprietary Trading From Their Approved Booth Premises in Certain OTC Bulletin Board and OTC Markets Securities

Details

Resources