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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement Revolving Door Restrictions on Former Officers of FINRA

Details

Rule Type

Notice

Release Number

34-64841

SEC Issue Date

July 8, 2011 | 2:50 pm ET

Federal Register Publish Date

July 14, 2011 | 11:34 pm ET

Document Citation

76 FR 41537

Resources

34-64841

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement Revolving Door Restrictions on Former Officers of FINRA

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement Revolving Door Restrictions on Former Officers of FINRA

Details

Resources