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Regulatory Release

Notice of Filing of Proposed Rule Change To Adopt Rules Regarding Supervision in the Consolidated FINRA Rulebook

Details

Rule Type

Notice

Release Number

34-64736

SEC Issue Date

June 23, 2011 | 2:50 pm ET

Federal Register Publish Date

June 29, 2011 | 11:34 pm ET

Document Citation

76 FR 38245

Resources

Rel. No. 34-64736

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Adopt Rules Regarding Supervision in the Consolidated FINRA Rulebook

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change To Adopt Rules Regarding Supervision in the Consolidated FINRA Rulebook

Details

Resources