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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Implementation Date for Expansion of the Order Audit Trail System to All NMS Stocks

Details

Rule Type

Notice

Release Number

34-64369

SEC Issue Date

April 29, 2011 | 2:50 pm ET

Federal Register Publish Date

May 4, 2011 | 11:35 pm ET

Document Citation

76 FR 25399

Resources

34-64369

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Implementation Date for Expansion of the Order Audit Trail System to All NMS Stocks

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Implementation Date for Expansion of the Order Audit Trail System to All NMS Stocks

Details

Resources