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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Duplicative Filings Under FINRA Rule 9610(a)

Details

Rule Type

Notice

Release Number

34-63966

SEC Issue Date

Feb. 25, 2011 | 1:50 pm ET

Federal Register Publish Date

March 3, 2011 | 11:35 pm ET

Document Citation

76 FR 11830

Resources

34-63966

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Duplicative Filings Under FINRA Rule 9610(a)

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Duplicative Filings Under FINRA Rule 9610(a)

Details

Resources