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Regulatory Release

Order Disapproving Proposed Rule Change To Amend FINRA Rule 6140 (Other Trading Practices)

Details

Rule Type

Order

Release Number

34-63885

SEC Issue Date

Feb. 10, 2011 | 1:50 pm ET

Federal Register Publish Date

Feb. 16, 2011 | 11:35 pm ET

Document Citation

76 FR 9062

Resources

Rel. No. 34-63885

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Disapproving Proposed Rule Change To Amend FINRA Rule 6140 (Other Trading Practices)

Details

Resources

More in this Section

Order Disapproving Proposed Rule Change To Amend FINRA Rule 6140 (Other Trading Practices)

Details

Resources