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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to FINRA Rule 11892 Governing Clearly Erroneous Transactions

Details

Rule Type

Notice

Release Number

34-63483

SEC Issue Date

Dec. 9, 2010 | 1:50 pm ET

Federal Register Publish Date

Dec. 15, 2010 | 11:35 pm ET

Document Citation

75 FR 78277

Resources

34-63483

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to FINRA Rule 11892 Governing Clearly Erroneous Transactions

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of Amendments to FINRA Rule 11892 Governing Clearly Erroneous Transactions

Details

Resources