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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Proposed Implementation Period for the Rule Changes Approved in SR-FINRA-2010-042 (Verification of Assets)

Details

Rule Type

Notice

Release Number

34-63383

SEC Issue Date

Nov. 29, 2010 | 1:50 pm ET

Federal Register Publish Date

Dec. 3, 2010 | 11:35 pm ET

Document Citation

75 FR 75529

Resources

34-63383

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Proposed Implementation Period for the Rule Changes Approved in SR-FINRA-2010-042 (Verification of Assets)

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Proposed Implementation Period for the Rule Changes Approved in SR-FINRA-2010-042 (Verification of Assets)

Details

Resources