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Regulatory Release

Order Approving the Proposed Rule Change To Amend FINRA Rule 5190 (Notification Requirements for Offering Participants)

Details

Rule Type

Order

Release Number

34-62970

SEC Issue Date

Sept. 22, 2010 | 2:50 pm ET

Federal Register Publish Date

Sept. 28, 2010 | 11:35 pm ET

Document Citation

75 FR 59771

Resources

Rel. No. 34-62970

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving the Proposed Rule Change To Amend FINRA Rule 5190 (Notification Requirements for Offering Participants)

Details

Resources

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Order Approving the Proposed Rule Change To Amend FINRA Rule 5190 (Notification Requirements for Offering Participants)

Details

Resources