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Notice Rule

Order Approving the Proposed Rule Change To Amend FINRA Rule 5190 (Notification Requirements for Offering Participants)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Title

Order Approving the Proposed Rule Change To Amend FINRA Rule 5190 (Notification Requirements for Offering Participants)

Release Number

34-62970

SEC Issue Date

Sept. 22, 2010

Federal Register Publish Date

Sept. 28, 2010

Document Citation

75 FR 59771

Resources

Order Rule: SEC Issued Version (pdf 24.73 KB)

Order Rule: Federal Register Version

Rel. No. 34-62664

Last Reviewed or Updated: Sept. 22, 2010

Resources

Notice Rule: SEC Issued Version (pdf 36.78 KB)

Notice Rule: Federal Register Version

Rel. No. 34-62970

Details

File Number

SR-FINRA-2010-037

Rule Type

Notice

Release Number

34-62664

SEC Issue Date

Aug. 9, 2010

Federal Register Publish Date

Aug. 13, 2010

Document Citation

75 FR 49542