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Regulatory Release

Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 2090 (Know Your Customer) and 2111 (Suitability) in the Consolidated FINRA Rulebook; Correction

Details

Rule Type

Notice

Release Number

34-62718

SEC Issue Date

Aug. 13, 2010 | 2:50 pm ET

Federal Register Publish Date

Aug. 26, 2010 | 11:35 pm ET

Document Citation

75 FR 52562

Resources

Rel. No. 34-62718

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 2090 (Know Your Customer) and 2111 (Suitability) in the Consolidated FINRA Rulebook; Correction

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change To Adopt FINRA Rules 2090 (Know Your Customer) and 2111 (Suitability) in the Consolidated FINRA Rulebook; Correction

Details

Resources