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Regulatory Release

Notice of Filing of Proposed Rule Change To Amend FINRA Rule 5190 (Notification Requirements for Offering Participants)

Details

Rule Type

Notice

Release Number

34-62664

SEC Issue Date

Aug. 9, 2010 | 2:50 pm ET

Federal Register Publish Date

Aug. 13, 2010 | 11:35 pm ET

Document Citation

75 FR 49542

Resources

Rel. No. 34-62664

Federal Register Version

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Amend FINRA Rule 5190 (Notification Requirements for Offering Participants)

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change To Amend FINRA Rule 5190 (Notification Requirements for Offering Participants)

Details

Resources